Adstify Search

Compliance Officer/Manager

Remote, United States remote Entry $6,000 - $9,500
remote Technology & IT Salary listed Curated
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About the role

Our client is a fund management company (LFMC) by MAS in 2020.

They formed a multi-service mainline of wealth management, asset management, global open product platforms, and Internet finance, providing high-net-worth clients with comprehensive financial services such as wealth management, overseas asset allocation, high-end insurance, and high-end education.
Responsibilities
Implement and maintain effective compliance framework, policies and internal controls for adherence to MAS requirements
Monitor and maintain enterprise-wide risk assessment procedures and AML/CFT & KYC checks on a continual and timely basis
Keeping abreast on all regulatory updates & support management and business lines on compliance issues
Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary
Support any matters related to licensing
Requirements
Experience with local regulations and sound understanding of Payment Service Act, Digital Payment Token (DPT), and KYC/CFT regulations is required
Experience and background in AML program implementation in blockchain and global financial services / fintech environment have an added advantage
At least 3 to 7 years of compliance experience in a financial institution and holds minimally a Bachelor Degree in Law /Finance/Compliance or any other equivalent qualifications
AML accredited from a recognized institution (ACAMS or ICA)
Strong verbal and written communication capabilities and is driven with agile problem-solving skills that thrives in ambiguous environment independently
What's next?
If you're interested in this role, click Apply To Position or drop an email to [email protected]

Don Chan
Senior Consultant
EA Personnel Number: R1763146
EA License Number: 20C0292
Originally posted on Himalayas

Interview prep

Walk in with sharper answers.

Use this as a quick practice sheet before you speak with the employer.

Role
Technology & IT Finance Project Management Compliance Officer Manager remote

Likely questions

  1. Tell us about work you have done that is close to the Compliance Officer/Manager role.
  2. How would you approach your first 30 days at Adstify Search?
  3. Which of Finance, Project Management and Compliance have you used recently, and what did it help you achieve?
  4. Describe a time you solved a problem without waiting to be told exactly what to do.
  5. How do you stay organised and communicate clearly when working remotely?

Prepare before the call

  • A recent example that proves your experience with Finance, Project Management and Compliance.
  • One short story with a problem, your action, and the result.
  • Two examples that show the strengths listed on your CV.
  • A clear reason why this role and company interest you.
  • Your availability, preferred work style, and salary expectations.

Ask them

  • What would success look like in the first 90 days?
  • What are the main problems this hire should help solve?
  • How does the team give feedback and measure good work?
  • What does a normal working week look like for this role?
Practice line

I am interested in the Compliance Officer/Manager role because I can bring practical experience in Finance, Project Management and Compliance, learn the team quickly, and contribute to the outcomes Adstify Search needs from this hire.

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