About the role
About the role:
You will be responsible for enhancing the global safeguarding framework, establishing globally consistent standards, ensuring ongoing compliance with local regulations, and implementing best-in-class controls.
As a member of the Finance team, you will aim high, embrace challenges, and always do what's right; acting with integrity and building trust as you contribute to the company's technical direction and long-term decision making.
Reporting to the Senior Manager, you will:
Be responsible for the daily global safeguarding calculations ensuring that they are in line with the FCA/NBB/national regulator guidelines and submitted timely.
Ensure all safeguarding breaches (and near misses) are escalated through to Compliance and any recommendations are implemented.
Ensure the ongoing compliance with all safeguarding controls by the various teams in the business. This will include quarterly follow-ups to ensure implementation and monitoring.
Provide Financial Control with confirmation (monthly) that there are sufficient permissible investments to cover the outstanding customer liability at month end.
Be the central contact for both Internal Audit and External Audit for their safeguarding audits and reviews.
Ensure that all recommendations from Internal Audit and External Audit are remediated and implemented on a timely basis.
Be responsible for one other team member including daily coaching, review of work, goal setting, bi-annual review of performance and overall development.
Other ad hoc tasks as required.
What we're looking for from you
Background of Internal Audit / External Audit / Controls Implementation / SOX / Safeguarding
Someone who can work independently with limited direction and supervision
Control background and experience establishing and maintaining global policy frameworks and writing policy documents
Strong attention to detail in a fast-paced environment, with a process improvement and no surprises mindset
Preferred: 2+ years' experience in Safeguarding
Preferred: experience within FinTech
Originally posted on Himalayas